Representative Transactions and Engagements:

2012 »

2011 »

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2009 »

• Representation of Lighthouse Capital Partners VI, L.P. in multiple secured lending, inter-creditor and restructure matters.

• Representation of KoreOne Staffing, Inc. in general corporate and securities matters.

• Representation of Aethlon Medical, Inc. in $1,000,000 pipe offering.

• Representation of MCW Energy Group Ltd. In connection with U.S. securities law compliance.

• Representation of Auto Insurance Marketplace, Inc. in general corporate, IP and transactional matters.

• Representation of Initek LLC in IP and licensing matters.

• Representation of Zen Mobile Solutions (Zen Txt Biz Card) in general corporate and IP issues.

• Representation of Cedexis, Inc. in general corporate, securities and transactional matters.

• Representation of Lighthouse Capital Partners VI, L.P. in $97,400,000 of secured credit transactions with various technology and life science companies, first and second quarters.

• Representation of Printrunner, Inc. in general corporate, licensing and transactional matters.

• Representation of Derycz Scientific, Inc. in $3,000,000 private placement of Common Stock and Warrants.

• Representation of Mastin Kipp, founder and creator of The Daily Love (thedailylove.com), in various shareholder and start-up matters.

• Representation of Lighthouse Capital Partners VI, L.P. in $86,200,000 of secured credit transactions with various technology and life science companies, third and fourth quarters.

• Representation of Lead Private Equity Investor in $2,400,000 Convertible Note Financing and Note Restructure of BioVantage Resources, Inc.

• Representation of Aethlon Medical, Inc. in $1,400,000 Note and Warrant Financing.

• Representation of Aethlon Medical, Inc. in $890,000 Note and Warrant Financing.

• Representation of Lighthouse Capital Partners VI, L.P. in $57,300,000 of secured credit transactions with various technology and life science companies, first and second quarters.

• Representation of Private Equity Investors in $7,500,000 Series C Preferred Stock Financing of a Los Angeles-based media and entertainment company.

• Representation of Pincus Legal Education, Inc., in the acquisition of Finz Advance Tapes. Acquisition price undisclosed.

• Representation of Private Equity Investors in $5,000,000 Convertible Note Financing of a Los Angeles-based media and entertainment company.

• Representation of High Net Worth Investors in Equity Restructure and related $2,000,000 Secured Credit Facility of privately held design and manufacturing company.

• Representation of High Net Worth Investor in $250,000 Convertible Note and Warrant Financing of Cord Blood America, Inc.

• Representation of Lead Private Equity Investor in $1,000,000 Convertible Note Financing of BioVantage Resources, Inc.

• Representation of High Net Worth Investor in $1,500,000 Secured Subordinated Note Financing of Point One Technologies, Inc.

• Representation of Lighthouse Capital Partners VI, L.P. in $59,500,000 of Secured Credit Transactions with various technology and life science companies.

• Representation of Aethlon Medical, Inc., in “Pipe” Financing transactions in excess of $1,000,000.

• Representation of Spectra Science, Inc., in $6,000,000 Equity Line of Credit Transaction.